Disclosures

Mutual Funds are subject to market Risk, read all scheme related documents carefully.

I/we hereby confirm and that I/we have read and understood the Scheme Information Document(s), Key Information Memorandum(s), Statement of Additional Information (SAI) apply for allotment of Units of the Scheme(s) of IIFL Mutual Fund.;

I/We am/are authorized to undertake this transaction.

I/We hereby agree to abide by terms and conditions, rules and regulation of the relevant scheme(s) / of IIFL Mutual Fund.

I/ We hereby declare that the amount invested in the Scheme is through legitimate sources only and is not designed for the purpose of contravention or evasion of any Act, Regulation, Rule, Notification, Directions or any other applicable laws;

The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.

I/We have read and understood the contents of the Scheme Information Document/s to the Scheme(s) including the sections on "Prevention of Money Laundering and Know Your Customers".

I/We, hereby authorize IIFL Asset Management Limited(IIFL AMC)/ IIFL Mutual Fund(IIFL MF)/ Authorized Registrar to obtain any documents/specimen signature/information provided by me to any of the KRAs (Know your Customer Registration Agency) for the purpose of opening the Account.

I/ We further agree and confirm that Authorized Registrar can obtain such documents directly from any of the KRAs to whom the documents have been provided by me and no further authorization to the KRA from me is required.

I/We further authorize IIFL AMC/ IIFL MF/ Authorized Registrar to take further steps as it may deem necessary for opening the account if the information found in the KRA records is inadequate.

I/ We hereby confirm that I/we have not been offered / communicated any indicative portfolio and/or any indicative yield by IIFL Mutual Fund / its distributor for this investment.

I/We hereby apply to the Trustees of the IIFL Mutual Fund (the Mutual Fund) for units of the Scheme(s) as indicated above ["the Scheme"] and agree to abide by the terms and conditions, of the Scheme and such other scheme(s) of the Mutual Fund [Scheme(s)] into which my/our investment may be moved pursuant to any instruction received from me/us to sweep/switch the units as applicable to my/our investment including any further transaction under the Scheme(s).

I/We have not received nor have been induced by any rebate or gifts, directly or indirectly, in making this investment. I/We further declare that the amount invested by me/us in the Scheme(s) is derived through legitimate sources and is not held or designed for the purpose of contravention of any act, rules, and regulations or any statute or legislation or any other applicable laws or any notifications, directions issued by any governmental or statutory authority from time to time. I/We hereby confirm that I/We have read and understood the contents on "Third Party Payments" and confirm that the payment for this subscription application has been made from my/our Account or from such accounts as permitted by SEBI/AMFI and provided in the said section on Third Party Payments. Further, relevant declaration and documents as mandated herein have been provided for the mode of my payment.

I/We further confirm that I/we have the express authority from the relevant constitution to invest in the units of the Scheme and the IIFL Asset Management Limited (IIFL AMC) its Trustee and the Mutual Fund would not be responsible if the investment is ultra vires the relevant constitution.

I/We further confirm that the ARN holder (Broker/Sub-Broker) has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme(s) has been recommended to me/us.

In case of existing investor where investment amount is Rs.10,000/- or more and your Distributor has opted to receive Transaction Charges, Rs.100/- will be deducted from the purchase amount and paid to the Distributor. Units will be issued against the balance amount invested. In case of subscription for amount Rs. 2 lacs and above (where NAV applicability is based on funds realisation), although your bank account may get debited instantaneously against this transaction, the funds may not be received in the schemes account before cut-off time on the same day. The said time lag is due to settlement and reconciliation mechanism at respective Banks end which is common to all Mutual Funds.

I/We confirm that payment as and when made through online application, will be done through my/own bank account number which is registered in the folio and no third-party account is used for such payments. In case of any non-compliance, I/We authorize you to refund the said amount to the account where it is debited and I/We will be liable for any consequences arising thereof.

I/We authorize AMC to reject the application, reverse the units credited, restrain me/us from making any further investment in any of the Scheme/s of IIFL Mutual Fund, recover /debit my/our folio(s) with the penal interest and take any appropriate action against me/us in case the cheque(s)/ payment instrument is/are returned unpaid by my/our bank for any reason whatsoever.

I/We hereby further agree that AMC can directly credit all the dividend payouts and redemption amount to my/our bank account, where AMC has such arrangement with my/our Bank.

Applicable to NRIs only: I/We confirm that I am/ we are Non- Residents of Indian Nationality/ Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through approved banking channels or from funds in my/our Non-Residents External/Ordinary Account /FCNR Account.

I/We hereby authorise AMC to provide my/our information, as mentioned in this application form or forming part of my/our Folio details, to AMC's Registrar and Transfer Agent or service providers engaged by R&T, for effectively carrying out the maintenance, storage and processing of unit holders' related activities.

I/ We hereby provide my/our consent in accordance with Aadhaar Act, 2016 and regulations made thereunder, for (i) collecting, storing and usage (ii) validating/authenticating and (ii) updating my/ our Aadhaar number(s) in accordance with the Aadhaar Act, 2016 (and regulations made thereunder) and PMLA.

I/ We hereby provide my/our consent for sharing/disclose of the Aadhaar number(s) including demographic information with the asset management companies of SEBI registered mutual fund and their Registrar and Transfer Agent (RTA) for the purpose of updating the same in my/our folios with my PAN.

Mutual Funds are subject to market Risk, read all scheme related documents carefully.

I/we hereby confirm and that I/we have read and understood the Scheme Information Document(s), Key Information Memorandum(s), Statement of Additional Information (SAI) apply for allotment of Units of the Scheme(s) of IIFL Mutual Fund.;

I/We am/are authorized to undertake this transaction.

I/We hereby agree to abide by terms and conditions, rules and regulation of the relevant scheme(s) / of IIFL Mutual Fund.

I/ We hereby declare that the amount invested in the Scheme is through legitimate sources only and is not designed for the purpose of contravention or evasion of any Act, Regulation, Rule, Notification, Directions or any other applicable laws;

The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.

I/We have read and understood the contents of the Scheme Information Document/s to the Scheme(s) including the sections on "Prevention of Money Laundering and Know Your Customers".

I/We, hereby authorize IIFL Asset Management Limited(IIFL AMC)/ IIFL Mutual Fund(IIFL MF)/ Authorized Registrar to obtain any documents/specimen signature/information provided by me to any of the KRAs (Know your Customer Registration Agency) for the purpose of opening the Account.

I/ We further agree and confirm that Authorized Registrar can obtain such documents directly from any of the KRAs to whom the documents have been provided by me and no further authorization to the KRA from me is required.

I/We further authorize IIFL AMC/ IIFL MF/ Authorized Registrar to take further steps as it may deem necessary for opening the account if the information found in the KRA records is inadequate.

I/ We hereby confirm that I/we have not been offered / communicated any indicative portfolio and/or any indicative yield by IIFL Mutual Fund / its distributor for this investment.

I/We hereby apply to the Trustees of the IIFL Mutual Fund (the Mutual Fund) for units of the Scheme(s) as indicated above ["the Scheme"] and agree to abide by the terms and conditions, of the Scheme and such other scheme(s) of the Mutual Fund [Scheme(s)] into which my/our investment may be moved pursuant to any instruction received from me/us to sweep/switch the units as applicable to my/our investment including any further transaction under the Scheme(s).

I/We have not received nor have been induced by any rebate or gifts, directly or indirectly, in making this investment. I/We further declare that the amount invested by me/us in the Scheme(s) is derived through legitimate sources and is not held or designed for the purpose of contravention of any act, rules, and regulations or any statute or legislation or any other applicable laws or any notifications, directions issued by any governmental or statutory authority from time to time. I/We hereby confirm that I/We have read and understood the contents on "Third Party Payments" and confirm that the payment for this subscription application has been made from my/our Account or from such accounts as permitted by SEBI/AMFI and provided in the said section on Third Party Payments. Further, relevant declaration and documents as mandated herein have been provided for the mode of my payment.

I/We further confirm that I/we have the express authority from the relevant constitution to invest in the units of the Scheme and the IIFL Asset Management Limited (IIFL AMC) its Trustee and the Mutual Fund would not be responsible if the investment is ultra vires the relevant constitution.

I/We further confirm that the ARN holder (Broker/Sub-Broker) has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme(s) has been recommended to me/us.

In case of existing investor where investment amount is Rs.10,000/- or more and your Distributor has opted to receive Transaction Charges, Rs.100/- will be deducted from the purchase amount and paid to the Distributor. Units will be issued against the balance amount invested. In case of subscription for amount Rs. 2 lacs and above (where NAV applicability is based on funds realisation), although your bank account may get debited instantaneously against this transaction, the funds may not be received in the schemes account before cut-off time on the same day. The said time lag is due to settlement and reconciliation mechanism at respective Banks end which is common to all Mutual Funds.

I/We confirm that payment as and when made through online application, will be done through my/own bank account number which is registered in the folio and no third-party account is used for such payments. In case of any non-compliance, I/We authorize you to refund the said amount to the account where it is debited and I/We will be liable for any consequences arising thereof.

I/We authorize AMC to reject the application, reverse the units credited, restrain me/us from making any further investment in any of the Scheme/s of IIFL Mutual Fund, recover /debit my/our folio(s) with the penal interest and take any appropriate action against me/us in case the cheque(s)/ payment instrument is/are returned unpaid by my/our bank for any reason whatsoever.

I/We hereby further agree that AMC can directly credit all the dividend payouts and redemption amount to my/our bank account, where AMC has such arrangement with my/our Bank.

Applicable to NRIs only: I/We confirm that I am/ we are Non- Residents of Indian Nationality/ Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through approved banking channels or from funds in my/our Non-Residents External/Ordinary Account /FCNR Account.

I/We hereby authorise AMC to provide my/our information, as mentioned in this application form or forming part of my/our Folio details, to AMC's Registrar and Transfer Agent or service providers engaged by R&T, for effectively carrying out the maintenance, storage and processing of unit holders' related activities.

I/ We hereby provide my/our consent in accordance with Aadhaar Act, 2016 and regulations made thereunder, for (i) collecting, storing and usage (ii) validating/authenticating and (ii) updating my/ our Aadhaar number(s) in accordance with the Aadhaar Act, 2016 (and regulations made thereunder) and PMLA.

I/ We hereby provide my/our consent for sharing/disclose of the Aadhaar number(s) including demographic information with the asset management companies of SEBI registered mutual fund and their Registrar and Transfer Agent (RTA) for the purpose of updating the same in my/our folios with my PAN.